Take control of your trade surveillance

Innovating the future-state of trade surveillance

Validus equips surveillance teams with the tools to manage increasing market volume, volatility, and complex regulations, seamlessly.

100+

Clients across five continents

96%

Client retention rate since inception

37

Global awareness for technology and service

Comprehensive Coverage

Covers market manipulation strategies across asset classes and jurisdictions, and across instruments and account groups. Procedures and supervisory reports cover order manipulation types, wash and self trading, insider trading, and jurisdictions specific needs, e.g., Reg SHO, Reg NMS, MAR, etc.

Enhanced insider trading suite with cross-product analysis on equities and options.
Validus is capable of running in either near real-time or on a T+1 basis.
Automation resolves on average 90% of false positives while labeling those alerts for pattern & practice analysis.

We meet you where your data is

Tailored and customizable procedures drive efficiency, empowering clients to focus on their core compliance operations.

Advanced Analysis

Deep investigative tools and rich visualization engines display order lifecycle and market data for alert insights and quick resolution, plus order book replay and other investigative tools.

Automation

Reduce false positives and focus on actionable alerts with Automation and supervised machine learning.

Flexible Procedures

Over 150 procedures out-of-the-box based on our industry expertise and customer insight, plus the ability to personalize and configure any procedure covering market manipulation and regulatory controls.

Powerful Reporting

Centralized reporting interface (Compliance Home) showcasing all preferred and custom reports.

Data Agnostic Approach

Full service and flexible implementation to import and update customer data in its raw format. The Eventus services and implementation team is made up of capital markets veterans with unparalleled industry experience.

Responsive

Reliable delivery across geographies and asset types, flexible parameters suited to the firm type, high-touch implementation, and customized reporting and investigation tools.

At-Scale

Battle-tested at 150,000 message bursts per second, Validus offers T+1 and near real-time surveillance and risk monitoring for full order lifecycle and integration with algo monitoring and risk controls.

Innovative

Validus technology pushes down total cost of ownership and uses machine learning across our automation suite to escalate the most actionable alerts for a more efficient and auditable alert disposition process.

Expertise

Clients turn to our in-house regulatory and capital markets experts to ensure Validus meets their compliance, operational, financial, and technological needs.

Worldwide presence, global coverage

Experience across all major regulatory regimes

Our clients use Validus for trade surveillance, algo monitoring, and risk control requirements around the globe.
Designed by practitioners, Validus procedures are built for compliance with the SEC, FINRA, CFTC, NFA, UK & EU MAR, MiFID II, MAS, SFC, JFSA, ASIC, and other venue-specific rules.

“We have a diversified business model in Canada, so we needed a compliance solution that could support our various business lines and handle a range of asset classes. It also had to be flexible enough to meet our data and operational needs. Working with Eventus allows us to enhance our account supervision and support our compliance efforts.”

Lia Mathiesen, Senior Director, Compliance and Chief Compliance Officer, Wealthsimple