Global regulatory coverage for exchanges, regulators, DCMs, SEFs, MTFs, and ATS clients
Monitoring of market manipulation, insider dealing, and exchange-specific rules in real-time
Risk Controls
Rigorous Suite of Procedures
150+ customizable procedures for market manipulation, risk controls, orderly markets, and exchange-specific rules. Built-in automations highlight the most actionable alerts.
Proven at 24/7/365
Available with real-time or T+1 options, already proven in the most complex, high-volume trading environments, backed by a dedicated services team.
Flexible Platform
Recharge your surveillance team with advanced query functions and tailored reports, improved documentation, transparent escalations, and supervisory controls of analyst actions.
Efficient Implementation
Eventus’ practitioners and data engineers drive our high-touch setup process from data ingestion to procedure reviews; configurable to match your data retention and auditing requirements.
DCM and SEF regulatory approvals
Applicants show adherence to CFTC Core Principles.
- Validus assists DCMs and SEFs to comply with CFTC automated trade surveillance requirements, such as the process for alert management, escalations, and reporting; pattern analysis; investigation capabilities; market surveillance of anomalies; and real-time monitoring
- Our regulatory experts have helped clients succeed during the live demo portion of the CFTC application process and for ongoing compliance
Market Integrity
Enforce SEC rules, CFTC Core Principles, and EU’s Market Abuse Regulation (MAR) by guarding against market manipulation and insider dealing. Monitor exchange-specific rules and unique ATS needs.
Fair & Orderly Markets
Real-time alerts include price and volume movements, erroneous orders, and excessive messaging. Quickly identify what members and order interactions were part of the triggered incident.
Investigate
Built for pattern and practice analysis, tailored queries and reporting of members’ activity, and easy data export. Real-time trade visualizer and order book replay.
Comprehensive Coverage
Covers market manipulation strategies across asset classes, regions, instruments, and account groups–spoofing, layering, wash trading, momentum ignition, and more, as well as Reg NMS/order marking and front running.
- Enhanced insider trading suite with cross-product analysis on equities and options
- Validus is capable of running in either near real-time or on a T+1 basis
The Validus Platform
A comprehensive, multi-asset class platform designed to maximize the efficiency of your regulatory operations
We identified Eventus as the partner best able to allow us to meet these requirements, particularly given the experienced team and flexibility of the Validus platform, enabling us to easily customize it to our unique requirements.
Thomas McMahon, Co-CEO and Co-Founder of ACX